SFC Licences of TAM King Tin Ricky 譚景天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nerico Brothers Limited | RE | 1 | 06 July 2009 | 13 August 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 February 2009 | 18 April 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 November 2007 | 06 February 2009 |