SFC Licences of LIU Kao-Jen 柳高仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 December 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 February 2017 | 31 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 November 2016 | 02 October 2017 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 03 February 2015 | 22 July 2016 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 03 February 2015 | 22 July 2016 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 24 July 2012 | 30 May 2014 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 24 July 2012 | 30 May 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 June 2009 | 01 June 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 02 April 2009 | 01 June 2012 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 27 December 2007 | 01 February 2009 |