SFC Licences of LIN Vicky Ming-jiun 林明君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 30 September 2008 | 22 December 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 28 August 2008 | 22 December 2010 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 21 November 2007 | 03 June 2008 |