SFC Licences of CHOR Kwok Kwong 左國光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 25 October 2011 | 31 March 2012 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 November 2007 | 16 October 2010 |