SFC Licences of LAU Kit Yan, Janet 劉潔茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 24 February 2014 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 24 February 2014 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 12 November 2009 | 15 February 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 November 2009 | 15 February 2014 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 07 May 2009 | 28 October 2009 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 27 April 2009 | 28 October 2009 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 22 April 2008 | 17 April 2009 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 26 November 2007 | 17 April 2009 |