SFC Licences of TAM Ka Fung 譚嘉豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RE | 9 | 02 April 2024 | |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RO | 9 | 14 September 2023 | 02 April 2024 |
Priority Asset Management Group Limited 優先資產管理集團有限公司 | RE | 9 | 19 October 2021 | 14 September 2023 |
Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 27 August 2018 | 30 September 2021 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 22 July 2016 | 30 September 2021 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 18 March 2016 | 19 April 2016 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 November 2007 | 08 January 2008 |