SFC Licences of MA Kwok Ming 馬國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 05 October 2009 | 28 February 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 05 October 2009 | 28 February 2011 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 30 November 2007 | 30 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 30 November 2007 | 30 June 2008 |