SFC Licences of RODRIGUES Gordon Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RO | 1 | 31 May 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 9 | 31 May 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 4 | 31 May 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 1 | 31 May 2022 | |
| Halbis Capital Management (Hong Kong) Limited | RE | 9 | 14 April 2009 | 31 December 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 4 | 14 April 2009 | 31 December 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 14 April 2009 | 31 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 04 December 2007 | 31 May 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 04 December 2007 | 31 May 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 04 December 2007 | 31 May 2022 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 04 December 2007 | 31 May 2022 |