SFC Licences of WOO Kwok Leung 胡國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 May 2008 | 01 October 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 May 2008 | 01 October 2008 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 January 2008 | 21 April 2008 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 18 January 2008 | 21 April 2008 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 December 2007 | 15 January 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 03 December 2007 | 15 January 2008 |