SFC Licences of GAO Tingting 高婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 19 September 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 2 | 19 September 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 19 September 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 16 March 2018 | 19 September 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 July 2009 | 19 September 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 December 2007 | 19 September 2018 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 03 December 2007 | 03 March 2008 |