SFC Licences of GUPTA Mohit Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 01 September 2011 | 02 August 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 01 September 2011 | 02 August 2012 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 10 March 2011 | 01 August 2011 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 13 December 2007 | 01 August 2011 |