SFC Licences of TAI Wai Man 戴偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FinPro Asset Management Limited 英博資產管理有限公司 | RO | 9 | 23 January 2024 | |
FinPro Asset Management Limited 英博資產管理有限公司 | RO | 4 | 23 January 2024 | |
FinPro Asset Management Limited 英博資產管理有限公司 | RO | 1 | 23 January 2024 | |
Redstone Asset Management Limited 紅石資產管理有限公司 | RO | 9 | 13 January 2022 | 14 January 2024 |
Redstone Asset Management Limited 紅石資產管理有限公司 | RO | 4 | 13 January 2022 | 14 January 2024 |
Wealthy Securities Limited 永裕證劵有限公司 | RO | 9 | 27 June 2019 | 30 September 2020 |
Wealthy Securities Limited 永裕證劵有限公司 | RO | 4 | 27 June 2019 | 30 September 2020 |
Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 27 June 2019 | 30 September 2020 |
Deying International Securities Limited 德盈國際證券有限公司 | RO | 1 | 24 April 2017 | 19 June 2019 |
Kilmorey Securities Limited 金力証券有限公司 | RO | 1 | 16 August 2016 | 26 August 2016 |
Kilmorey Securities Limited 金力証券有限公司 | RE | 1 | 08 June 2016 | 16 August 2016 |
M Securities Limited 雙龍證券有限公司 | RE | 1 | 02 September 2015 | 21 December 2015 |
CTW Securities Limited 卓越證券有限公司 | RE | 1 | 14 January 2008 | 15 July 2015 |