SFC Licences of KAI King Man, Simon 解景文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 08 July 2009 | 21 April 2015 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 08 July 2009 | 21 April 2015 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 March 2008 | 23 June 2008 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 13 December 2007 | 23 June 2008 |