SFC Licences of CHU Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 26 September 2014 | 21 June 2018 |
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 26 September 2014 | 21 June 2018 |
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 26 September 2014 | 21 June 2018 |
Hamon Asian Advisors Limited | RE | 4 | 16 November 2009 | 19 July 2014 |
Hamon Asset Management Limited | RE | 4 | 16 November 2009 | 19 July 2014 |
Hamon Investment Management Limited | RE | 4 | 16 November 2009 | 19 July 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 12 December 2007 | 25 July 2008 |