SFC Licences of POON Ka Ming, Cathy 潘嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 November 2011 | 10 January 2014 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 31 May 2011 | 10 January 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 January 2010 | 10 January 2014 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 18 January 2008 | 22 December 2009 |