SFC Licences of LI Da 李達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 18 February 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 December 2007 11 April 2008