SFC Licences of NG Tin Wai 吳天慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 22 July 2014 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 22 July 2014 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 February 2010 | 04 July 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 February 2010 | 04 July 2014 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 14 March 2008 | 12 February 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 04 January 2008 | 12 February 2010 |