SFC Licences of HUNG Siu Wah 孔少華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 October 2021 | |
| Wing Fung Futures Limited 永豐期貨有限公司 | RO | 2 | 12 February 2014 | 29 September 2021 |
| Wing Fung Forex Limited 永豐外匯有限公司 | RE | 3 | 01 December 2009 | 29 September 2021 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 01 December 2009 | 29 September 2021 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 01 December 2009 | 12 February 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 30 September 2008 | 06 July 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 05 June 2008 | 06 July 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 05 June 2008 | 06 July 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 December 2007 | 08 May 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 December 2007 | 08 May 2008 |