SFC Licences of BROWNING John Leonard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BANDS Financial Limited 磐石金融有限公司 | RO | 5 | 24 July 2024 | |
| BANDS Capital Management Limited 磐石資產管理有限公司 | RO | 9 | 13 December 2023 | |
| BANDS Financial Limited 磐石金融有限公司 | RO | 2 | 13 October 2015 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 10 October 2012 | 12 March 2015 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 27 September 2012 | 30 November 2012 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 22 June 2012 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 31 July 2008 | 31 July 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 02 July 2008 | 22 June 2012 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 02 July 2008 | 31 July 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 03 January 2008 | 30 June 2008 |