SFC licenceholder AQF067 SO Yuen Yin 蘇苑燕

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 13 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 13 July 2015 28 February 2020
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 28 April 2014 01 May 2015
FWD Financial Planning Limited 富衛財務策劃有限公司 RE [1] (Dealing in Securities) 30 March 2011 28 February 2014
FWD Financial Planning Limited 富衛財務策劃有限公司 RE [4] (Advising on Securities) 28 December 2007 28 February 2014