SFC Licences of SO Yuen Yin 蘇苑燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 13 April 2022 | |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 28 March 2022 | |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 13 March 2020 | 19 January 2022 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 July 2015 | 28 February 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 April 2014 | 01 May 2015 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 30 March 2011 | 28 February 2014 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 28 December 2007 | 28 February 2014 |