SFC Licences of LAI Yik Hei, Athens 黎亦曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 15 June 2011 | 28 December 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 June 2011 | 28 December 2023 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 06 November 2009 | 28 May 2011 |
Beijing Securities Limited 北京證券有限公司 | RE | 6 | 07 November 2008 | 17 October 2009 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 04 September 2008 | 17 October 2009 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 August 2008 | 17 October 2009 |
Libertas Capital Asia Limited | RE | 1 | 28 January 2008 | 07 July 2008 |
Libertas Capital Asia Limited | RE | 6 | 28 January 2008 | 07 July 2008 |