SFC Licences of FAN Sung Ka, Clara 樊崇嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 03 July 2012 | 11 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 11 May 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 January 2008 | 11 May 2012 |