SFC Licences of NGAI Shuk Wa Summy 魏淑華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 18 December 2018 | 24 October 2019 |
| Fruit Tree Securities Limited 果樹證券有限公司 | RE | 1 | 20 September 2017 | 31 December 2017 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 16 January 2017 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 03 March 2015 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 03 March 2015 | 30 June 2016 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 1 | 04 August 2014 | 17 February 2015 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 14 April 2014 | 30 June 2014 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 26 February 2010 | 18 December 2013 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 26 February 2009 | 18 December 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 16 January 2008 | 04 February 2009 |