SFC Licences of SHIH Huei-Ping 施惠萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 20 October 2008 | 22 April 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 20 October 2008 | 22 April 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 January 2008 | 20 October 2008 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 January 2008 | 20 October 2008 |