SFC Licences of YU Thomas Ka Ming 余家明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seaga International Limited 恒昇證券有限公司 | RE | 1 | 11 May 2022 | |
| Stifel Hong Kong Limited | RO | 1 | 15 October 2020 | 31 December 2021 |
| Stifel Hong Kong Limited | RE | 1 | 21 March 2019 | 15 October 2020 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 22 January 2008 | 21 December 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 22 January 2008 | 21 December 2018 |