SFC Licences of LO Duke Yun-Tao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | RE | 9 | 23 January 2024 | |
| LGT Capital Partners (Asia-Pacific) Limited | RE | 4 | 23 January 2024 | |
| LGT Capital Partners (Asia-Pacific) Limited | RE | 1 | 23 January 2024 | |
| Stonehorn Global Partners Limited | RO | 4 | 17 June 2020 | 02 June 2023 |
| Stonehorn Global Partners Limited | RO | 9 | 15 February 2019 | 02 June 2023 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 03 January 2014 | 06 August 2018 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 22 January 2008 | 06 August 2018 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 22 January 2008 | 06 August 2018 |