SFC Licences of XIE Ru Dong, Raymond 謝如東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RO | 9 | 15 May 2012 | 15 November 2012 |
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RO | 4 | 15 May 2012 | 15 November 2012 |
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 9 | 16 June 2009 | 15 May 2012 |
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RO | 6 | 13 March 2008 | 19 March 2013 |