SFC Licences of FRASIER Hamilton Reid
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 11 September 2015 | 31 March 2017 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 15 July 2013 | 28 November 2014 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 15 July 2013 | 28 November 2014 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 06 September 2010 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 06 September 2010 | 04 August 2011 |
| Evo Capital Management Asia Limited | RE | 9 | 10 March 2008 | 17 June 2009 |