SFC Licences of WOLHARDT Allan Keh 華安倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 28 November 2016 | 15 June 2022 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 28 November 2016 | 15 June 2022 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 17 March 2010 | 16 March 2012 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 29 January 2008 | 11 March 2010 |