SFC Licences of LAM Sheung Chiu, Maat 林襄潮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 23 September 2022 12 May 2023
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 23 September 2022 12 May 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 06 June 2022 12 May 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 06 June 2022 23 September 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 06 June 2022 23 September 2022
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 2 13 December 2021 29 April 2022
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 1 16 November 2021 29 April 2022
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 2 16 November 2021 13 December 2021
SDHG International Securities Limited 山高國際證券有限公司 RO 1 16 August 2021 06 November 2021
SDHG International Securities Limited 山高國際證券有限公司 RE 1 07 July 2021 16 August 2021
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 24 June 2019 14 May 2021
Mason Futures Limited 茂宸期貨有限公司 RE 2 13 November 2014 14 May 2021
Mason Securities Limited 茂宸證券有限公司 RE 1 13 November 2014 14 May 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 15 July 2013 03 November 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 July 2013 03 November 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 May 2008 03 July 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 04 February 2008 03 July 2013