SFC Licences of KUO Ping-Hung 郭炳宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 January 2014 | 02 October 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 10 March 2008 | 02 October 2017 |