SFC Licences of GIBB David Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 06 March 2014 | 08 December 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 2 | 06 March 2014 | 08 December 2020 |
| Halbis Capital Management (Hong Kong) Limited | RE | 9 | 14 April 2009 | 31 December 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 4 | 14 April 2009 | 31 December 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 14 April 2009 | 31 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 11 February 2008 | 08 December 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 11 February 2008 | 08 December 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 11 February 2008 | 08 December 2020 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 11 February 2008 | 08 December 2020 |