SFC Licences of LO Hing Hung 盧慶雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gateway Capital (Hong Kong) Limited | RO | 4 | 07 July 2020 | |
Gateway Capital (Hong Kong) Limited | RO | 9 | 26 February 2015 | |
Gateway Capital (Hong Kong) Limited | RE | 9 | 15 July 2009 | 26 February 2015 |
Wachovia Advisors International Limited | RE | 9 | 08 May 2008 | 27 February 2009 |
Wachovia Advisors International Limited | RE | 4 | 08 May 2008 | 27 February 2009 |