SFC Licences of GOEL Kshitij
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 | RE | 9 | 09 July 2014 | 02 September 2016 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 | RE | 4 | 09 July 2014 | 02 September 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 02 November 2009 | 29 March 2013 |
| UBS Securities Asia Limited | RE | 2 | 02 July 2008 | 18 December 2008 |
| UBS Securities Asia Limited | RE | 1 | 20 June 2008 | 18 December 2008 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 14 February 2008 | 29 May 2008 |