SFC Licences of CHAN Lai Wah, Patricia 陳麗華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 | RO | 4 | 11 July 2023 | |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 | RO | 1 | 11 July 2023 | |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 9 | 18 May 2016 | 13 September 2022 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 4 | 18 May 2016 | 13 September 2022 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RO | 1 | 18 May 2016 | 13 September 2022 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 | RE | 9 | 15 January 2010 | 30 April 2016 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 | RE | 4 | 15 January 2010 | 30 April 2016 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 9 | 09 April 2008 | 01 January 2010 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 4 | 12 March 2008 | 01 January 2010 |