SFC Licences of HSU Li Chen 徐莉珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 04 September 2020 | 21 September 2023 |
| PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 07 May 2018 | 14 August 2020 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 21 April 2018 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 March 2013 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 March 2013 | 30 June 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 16 May 2008 | 18 March 2013 |