SFC Licences of CHAN Yat Yee, Dorothy 陳溢怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Allianz Global Investors Asia Pacific Limited RE 9 01 June 2015 06 September 2017
Allianz Global Investors Asia Pacific Limited RE 4 01 June 2015 06 September 2017
Allianz Global Investors Asia Pacific Limited RE 1 01 June 2015 06 September 2017
RCM Asia Pacific Limited RE 9 03 April 2012 31 May 2015
RCM Asia Pacific Limited RE 4 03 April 2012 31 May 2015
RCM Asia Pacific Limited RE 1 03 April 2012 31 May 2015
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 9 21 April 2010 22 February 2011
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 4 21 April 2010 22 February 2011
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 1 21 April 2010 22 February 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 21 February 2008 05 February 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 21 February 2008 05 February 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 21 February 2008 05 February 2010