SFC Licences of LU Qinglai 陸青來

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 9 20 May 2019
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 4 20 May 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 July 2018 15 February 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 31 October 2016 30 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 10 March 2010 05 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 February 2008 30 April 2018