SFC Licences of HUANG Yan 黃岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RO | 1 | 22 September 2022 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RO | 6 | 24 July 2018 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 02 August 2017 | 22 September 2022 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 02 August 2017 | 24 July 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 05 February 2014 | 14 July 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 24 March 2009 | 06 January 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 29 August 2008 | 06 January 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 27 May 2008 | 06 January 2014 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 26 February 2008 | 04 June 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 4 | 26 February 2008 | 03 April 2008 |