SFC Licences of LIAO You Sheng 廖友生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 08 February 2021 | |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RO | 1 | 30 October 2020 | |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 30 October 2020 | |
| orientiert XYZ Securities Limited | RE | 9 | 02 September 2013 | 22 May 2020 |
| orientiert XYZ Securities Limited | RE | 1 | 29 October 2012 | 22 May 2020 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 03 August 2012 | 29 September 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 03 August 2012 | 29 September 2012 |