SFC Licences of YUEN Man Kwan 袁文君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 12 December 2023 | 15 February 2024 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 08 November 2023 | 12 December 2023 |
Wealth Link Securities Limited 富滙證券有限公司 | RO | 1 | 01 August 2023 | 04 October 2023 |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RO | 1 | 22 June 2020 | 28 November 2022 |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 12 June 2020 | 22 June 2020 |
Grand Cartel Securities Company Limited 宏大證券有限公司 | RO | 1 | 27 May 2014 | 31 December 2019 |
Grand Cartel Securities Company Limited 宏大證券有限公司 | RE | 1 | 26 May 2009 | 27 May 2014 |