SFC Licences of TONG Ngar Shun 唐雅迅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huijin Securities International Limited 匯金國際證券有限公司 RO 4 19 March 2024
Huijin Securities International Limited 匯金國際證券有限公司 RO 1 19 March 2024
Capital Base Securities Limited 京基證券有限公司 RE 9 18 June 2019 10 April 2023
Capital Base Securities Limited 京基證券有限公司 RO 4 29 April 2019 10 April 2023
Capital Base Securities Limited 京基證券有限公司 RO 1 29 April 2019 10 April 2023
Capital Base Securities Limited 京基證券有限公司 RE 2 29 November 2018 10 April 2023
Capital Base Securities Limited 京基證券有限公司 RE 4 29 November 2018 29 April 2019
Capital Base Securities Limited 京基證券有限公司 RE 1 29 November 2018 29 April 2019
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RO 1 23 January 2017 31 July 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 2 16 January 2017 31 July 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 1 15 November 2016 23 January 2017
Grand China Securities Limited 華業證券有限公司 RE 1 19 May 2015 28 October 2016
Channel 8 Wealth Management Limited 富道財富管理有限公司 RE 1 12 January 2012 30 January 2015
Channel 8 Wealth Management Limited 富道財富管理有限公司 RE 4 05 August 2010 12 December 2011
Arta Asset Management Limited 裕承資產管理有限公司 RE 4 04 June 2009 08 February 2010
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 02 April 2008 09 February 2009