SFC Licences of CHIU Chiao 邱喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay United Bank Company, Limited 國泰世華商業銀行股份有限公司 | 1 | 28 August 2017 | ||
| TCW Asia Limited 威信基金管理有限公司 | RO | 1 | 29 November 2013 | 19 December 2014 |
| TCW Asia Limited 威信基金管理有限公司 | RE | 1 | 03 October 2013 | 29 November 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 11 March 2008 | 10 November 2011 |