SFC Licences of BATEMAN James Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 13 May 2013 | 28 June 2019 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 10 March 2008 | 25 March 2009 |