SFC Licences of KWAI Cho Yu, Davy 季祖裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 July 2009 | 17 May 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 08 July 2009 | 17 May 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 May 2008 | 16 February 2009 |