SFC Licences of NG King Chuen 吳景荃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 03 March 2022 | 17 September 2022 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 11 May 2015 | 11 February 2022 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 09 March 2015 | 25 April 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 18 April 2013 | 27 February 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 July 2010 | 25 January 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 09 July 2010 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 10 March 2008 | 09 July 2010 |