SFC Licences of LEE Chak Yan, Charles 李澤昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Emperor Securities Limited 英皇證券有限公司	RO	4	30 October 2023
Emperor Securities Limited 英皇證券有限公司	RO	1	30 October 2023
Emperor Futures Limited 英皇期貨有限公司	RO	5	30 October 2023
Emperor Futures Limited 英皇期貨有限公司	RO	2	30 October 2023
Emperor Securities Limited 英皇證券有限公司	RE	4	28 October 2021	30 October 2023
Emperor Securities Limited 英皇證券有限公司	RE	1	28 October 2021	30 October 2023
Emperor Futures Limited 英皇期貨有限公司	RE	2	28 October 2021	30 October 2023
Emperor Asset Management Limited 英皇資產管理有限公司	RE	9	28 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RO	9	16 October 2020	14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RO	1	16 October 2020	14 October 2021
Arta Global Futures Limited 裕承環球期貨有限公司	RO	2	16 October 2020	14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RE	4	14 July 2020	14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司	RE	9	14 July 2020	16 October 2020
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	14 July 2020	16 October 2020
Arta Global Futures Limited 裕承環球期貨有限公司	RE	2	14 July 2020	16 October 2020
Fulbright Asset Management Limited 富昌資產管理有限公司	RE	9	06 June 2019	22 June 2020
Fulbright Securities Limited 富昌證券有限公司	RE	4	06 June 2019	22 June 2020
Fulbright Futures Limited 富昌期貨有限公司	RE	2	14 May 2019	22 June 2020
Fulbright Securities Limited 富昌證券有限公司	RE	1	14 May 2019	22 June 2020
Emperor Securities Limited 英皇證券有限公司	RE	1	22 November 2011	28 April 2019
Emperor Futures Limited 英皇期貨有限公司	RE	2	22 November 2011	28 April 2019
East Asia Futures Limited 東亞期貨有限公司	RE	2	18 April 2008	28 April 2011