SFC Licences of LEE Chak Yan, Charles 李澤昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 28 October 2021
Emperor Securities Limited 英皇證券(香港)有限公司 RE 4 28 October 2021
Emperor Futures Limited 英皇期貨有限公司 RE 2 28 October 2021
Emperor Securities Limited 英皇證券(香港)有限公司 RE 1 28 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 16 October 2020 14 October 2021
Arta Global Futures Limited 裕承環球期貨有限公司 RO 2 16 October 2020 14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RO 9 16 October 2020 14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 14 July 2020 14 October 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 14 July 2020 16 October 2020
Arta Global Markets Limited 裕承環球巿場有限公司 RE 9 14 July 2020 16 October 2020
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 14 July 2020 16 October 2020
Fulbright Securities Limited 富昌證券有限公司 RE 4 06 June 2019 22 June 2020
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 06 June 2019 22 June 2020
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 May 2019 22 June 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 May 2019 22 June 2020
Emperor Futures Limited 英皇期貨有限公司 RE 2 22 November 2011 28 April 2019
Emperor Securities Limited 英皇證券(香港)有限公司 RE 1 22 November 2011 28 April 2019
East Asia Futures Limited 東亞期貨有限公司 RE 2 18 April 2008 28 April 2011