SFC Licences of ALVI Azim Abbas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 31 July 2008 23 January 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 31 July 2008 23 January 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 31 July 2008 23 January 2009
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 26 March 2008 12 April 2008
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 26 March 2008 12 April 2008