SFC Licences of DAVEY Alexander Rupert Gabriel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 4 15 September 2023 19 October 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 15 September 2023 19 October 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 15 September 2023 19 October 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 15 September 2023 19 October 2023
HSBC Investment Funds (Hong Kong) Limited RE 4 27 March 2023 14 April 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 27 March 2023 14 April 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 27 March 2023 14 April 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 March 2023 14 April 2023
HSBC Investment Funds (Hong Kong) Limited RE 9 18 September 2019 24 June 2022
HSBC Investment Funds (Hong Kong) Limited RE 4 18 September 2019 24 June 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 18 September 2019 24 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 18 September 2019 24 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 18 September 2019 24 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 18 September 2019 24 June 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 13 July 2016 15 July 2016
HSBC Global Asset Management (Hong Kong) Limited RE 1 13 July 2016 15 July 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 April 2008 10 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 March 2008 08 April 2008