SFC Licences of CHU TSANG KWAN Caroline
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 10 August 2009 | 31 October 2014 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 10 August 2009 | 31 October 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 18 August 2008 | 03 March 2009 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 18 August 2008 | 03 March 2009 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 11 June 2008 | 20 June 2008 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 11 April 2008 | 20 June 2008 |